identification
of rocks in hand specimen
the
geological classification of rocks is different from the engineering
classification. but the geological classification is important
because it gives the insight into the processes of rock formation
and changes. the rocks in the hand specimen may not always be
the best representatives of the site conditions. however, it
is important to examine the rock closely in the sample and then
get the general picture of the site conditions.
1.
geological classification of rocks
the
rocks are classified into three major groups: the igneous,
sedimentary and metamorphic rocks.
igneous
rocks:
the rocks originated from cooling of molten material called magma
or lava. it the rock solidifies inside the earth, it is called
intrusive rocks, whereas the rocks solidified at the surface
are called volcanic. common igneous rocks are granite,
gabbro, rhyolite, basalt, and trachyte.
sedimentary
rocks:
the rocks formed at the surface of the earth by the process of
weathering, transportation, and deposition by wind, water, snow,
or biological processes. they are classified into the clastic
rocks (made up of fragments), precipitates (rock salt,
iron ore), and organic (coal, peat). common sedimentary
rocks are conglomerate, sandstone, shale, mudstone, limestone,
and dolomite.
metamorphic
rocks:
the rocks which have undergone significant changes in their solid
state after their formation by the action of pressures and temperatures
in the earth
2.
textures and structures of rocks
the
texture is the shape, size, and internal arrangement of
the constituent grains in the rock (the texture is like the arrangement
of bricks in a wall).
structure is the interrelationship of various textures
(the structure is like the position of windows, ceiling, floor,
and other parts of a house).
the intrusive
igneous rocks
have interlocked crystals. the grains are the crystals
formed from the magma. example: granite
the
volcanic igneous rocks contain
glass as well as crystals. example: basalt
the clastic
sedimentary rocks
have grains derived from the previous rocks. they contain grains
and cementing material. examples: conglomerate, sandstone, siltstone.
the precipitate
sedimentary rocks
have crystals. examples: limestone, rock salt.
the metamorphic
rocks have
parallel arrangement of grains. It is called the foliation. examples:
slate, schist, and gneiss.
the
diagnostic properties of main rock types
found in the Nepal Himalaya
Igneous rocks
granite:
uniformly distributed grains with granular and interlocked texture.
the rock is made up of quartz, feldspar, and muscovite (light
mica), biotite (dark mica). no cementing material is present.
basalt:
dark grey to green-grey colour. vescicles (holes) are seen at
the surface, no grains are visible by unaided eye. hard (more
than 5), heavy, massive, and uniform. no bands or layers are
seen.
Sedimentary
rocks
mudstone:
soft (can be scratched by fingernail), very fine-grained (less
than 1/256 mm), contains clay minerals. smells like mud. no lamination
(i.e., thin layering) is seen.
shale:
like
the mudstone but with lamination. very fine grained. feels like
chocolate, while eating.
siltstone:
silt size grains (1/16 to 1/256 mm). grains are invisible by
unaided eyes. sharp edges, harder than 5. feels smooth, but while
eating feels gritty.
sandstone:
sand size grains (2 mm to 1/16 mm). grains are visible by unaided
eyes. the grains are held together by the cementing material.
the rock scratches a hammer or knife (hardness more than 5).
conglomerate:
distinct rounded to subrounded grains of pebble size (2 mm to
256 mm) held together by the cementing material.
limestone:
grey to light grey, smooth, with or without sharp edges, homogeneous
rock. no grains are visible. the rock does not scratch hammer
or knife (hardness less than 3.5). effervesces strongly when
dilute HCl is added. the raw material of cement.
dolomite:
similar to limestone, but the dilute HCl gives effervescence
only when it is in powder form.
Metamorphic
rocks
slate:
dark
grey, thinly foliated (splits into very thin flakes), no grains
visible. smooth, and uniform. used for roofing and formerly for
writing purposes.
phyllite:
grey to dark grey-green, soft (can be scratched by fingernail),
soapy feel, slightly irregular surface, thinly foliated rock.
It contains shining mica grains barely visible by unaided eyes.
schist:
the mica grains are visible by unaided eyes. it contains mica
and quartz. the foliation is wavy to undulating. the grains are
arranged parallel to foliation.
gneiss:
hard and banded rock with light and dark grey alternating bands.
the light bands contian quartz and feldspar whereas the dark
bands contain biotite and other dark minerals. if the white bands
are discontinuous with eye-shaped shapes, the rock is called
augen gneiss.
quartzite:
banded to massive, hard, and homogeneous rock. it scratches the
glass (hardness abuot 7). it shines like sugar (glassy lustre).
generally made up of the quartz grains only. when struck by hammer
it gives metallic sound.
marble:
crystalline (grains visible) rock, effervesces highly when HCl
is added. It is generally made up of calcite or dolomite crystals
with distinct three sets of cleavage.
rock
identification table
|
physical
properties |
rock
1 |
rock
2 |
rock
3 |
|
colour |
|
|
|
|
hardness |
|
|
|
|
grain
size, mm |
|
|
|
|
mineral
composition |
1
2
3
4 |
1
2
3
4 |
1
2
3
4 |
|
texture(interlocked
grains, cementing material, parallel arrangement of grains, packing,
etc |
|
|
|
|
structure
(bedded, foliated, massive) |
|
|
|
|
other
properties(odour, reaction with dilute HCl, sound when hammering) |
|
|
|
|
name
of rock |
|
|
|
mineral
identification table
|
physical
properties |
mineral
1 |
mineral
2 |
mineral
3 |
|
colour |
|
|
|
|
streak |
|
|
|
|
crystal
habit |
|
|
|
|
grain
size |
|
|
|
|
cleavage |
|
|
|
|
lustre |
|
|
|
|
transparency |
|
|
|
|
hardness |
|
|
|
|
tenacity |
|
|
|
|
other
properties |
|
|
|
|
name
of mineral |
|
|
|

rocks
fractures and thier projection
rocks
fractures
fractures
are one of the major features of rocks. most of the fractures
are approximately parallel to each other and constitute what
is called a 'set'. they may be closely or widely spaced. most
rocks contain several fracture sets. the presence of fractures
is the main cause of failure of rock slopes.
note that rocks may split:
- along widely-spaced planes, following
the grain of the rock;
- along many closely-spaced planes,
following the grain of the rock;
- across the grain of the rock
at a regular spacing and orientation. these
fractures are called
joints.
the grain of the rock is caused by layers of minerals, in different
proportions or of different textures.
friction along the interfaces between the blocks governs the
shear strength of the rock. shear strength is reduced when contact
along the interfaces is lost.
rock strength is related to the number and weakness of fractures.
strong rocks have fewer fractures or closed and cemented fractures.
open-jointed rocks are very weak because:
- water movement and weathering
take place preferentially along
the joint planes;
- there is a loss of frictional
resistance along the interfaces.
the degree of weathering of the rock itself also controls the
rock strength. a highly weathered rock may fail through the rock
body rather than along the joints.
rocks are penetrated by fractures of various spacing and orientation.
rock strength is due to both:
- spacing and weakness of fractures;
- degree of weathering of the body
of the rock.
fractures are the main cause of failure in rock slopes.
rock structures seen in a sample are related to those observed
in the field. however, the rocks in the field vary from place
to place because of differences in their composition, weathering
conditions and fracturing.
notice the following features of the rock:
- bedding;
- orientation of structures;
- fracturing and jointing.
the orientation of these planes controls the resistance of the
rock to gravitational forces.
dip
and strike
the
geological compass permits to measure the dip direction
of an inclined geologic plane and thus to define its position
in the space. in the case of a vertical geological plane
its strike define this position. horizontal geologic planes
neither have dip nor direction of strike. figure 1 illustrates
the above definitions.

figure
1: dip direction and strike of a geological plane
rock
structures seen in a sample are related to those observed in
the field. however, the rocks in the field vary from place to
place because of differences in their composition, weathering
conditions and fracturing.
notice the following features of the rock:
- bedding;
- orientation of structures;
- fracturing and jointing.
the orientation of these planes controls the resistance of the
rock to gravitational forces.
the
planes control the movement of water through the rock, and hence
weathering.
dip
is the line of maximum slope of a rock plane. the angle of dip
is measured with clinometer and the bearing of dip is measured
with a compass. the bearing can be any figure from 000° to
360°. it is always written as a 3-figure number, e.g. 048.
this distinguishes the bearing from the inclination, which cannot
exceed 90°. a reading for the angle of dip, which appears
to be greater than 90° means that the slope is in fact dipping
in the opposite direction.
strike
is the horizontal line contained in the plane of bedding, foliation,
or jointing. the bearing of strike is measured with a compass.
the figure is always given as a reading less than 180°.
in practice strike is measured first because a horizontal line
needs to be established in order to find the maximum inclination
of the dipping plane.
conventionally the bearing of dip is written first, followed
by the angle of dip, e.g. 115/35.
note that the direction of dip is the direction towards which
the plane is inclined. when you are measuring dipping surfaces
in the field the procedure for orienting the compass differs
slightly according to whether you are measuring the plane from
on top or underneath. if you are measuring on top the back of
the compass is placed against the rock and you measure away from
the plane. if you are measuring underneath the front of the compass
is placed against the rock and you measure into the plane.
stereographic
projection
introduction
stereographic
projection is one of the convenient methods of projecting the
linear and planar features. this method is used exclusively for
the determination of the angular relationship among the lines
as well as planes. in geotechnical engineering, it provides a
quick and reliable picture of the discontinuities and their intersections.
it is also used for the estimation of cut slope angle, for the
preparation of hazard maps, and for the estimation of safety
factors.
the stereographic projection is a projection of the sphere. the
sphere is divided into two equal hemispheres by a horizontal
(equatorial) plane and the upper and lower poles are fixed
as shown in figure 1. the plane of projection is the equatorial
plane itself. the circumference of the equatorial plane is called
the primitive circle. for the stereographic projection one of
the hemispheres is chosen. here the technique of projection on
the upper hemisphere is discussed. the principle of projection
is the same for the lower hemisphere.
projection
of a line
any
required line 1 is moved parallel to itself in such a way that
it passes through the centre of the sphere. In doing so, the
line will pierce the sphere in two diametrically opposite points
A and B (fig. 2). for the upper hemispherical projection, the
upper point is projected down to the equatorial plane as the
point of intersection A of the line joining the point
A with the lower pole Z (fig. 2).
if the line is vertical, the projection will be at the centre
0
of the sphere. if the line is horizontal, the projection will
be at the primitive circle in diametrically opposite points n
and n (fig. 3). all the inclined lines will be projected
between the primitive circle and its centre (fig. 2 and 4).

fig.
1: projection sphere

fig.
2: projection of an inclined line on the upper hemisphere

fig.
3: projection of vertical, horizontal, and inclined lines
on the upper hemisphere

fig.
4: stereographic projection of the horizontal, vertical,
and inclined lines of fig. 3

fig.
5: intersection of an inclined plane

fig.
6: projection of an inclined plane, intersecting
the upper hemisphere

fig.
7: the stereographic projection of an inclined plane of fig.
6

fig.
8: projection of a cone on the upper hemisphere

fig.
9: the stereographic projection of the cone

fig.
10: wuff stereographic net

fig.
11: method of projection for equal-area net
projection
of a plane
a plane is projected in the same way as the line. we can imagine
the plane containing several lines that pass through the centre
of the sphere. each of the lines is projected on the equatorial
plane and the trajectory of them will give the projection of
the plane.
in general, a plane P is moved parallel to itself unless it passes
through the centre of the sphere. the intersection of the plane
with the sphere is a great circle with the radius equal to that
of the sphere or primitive circle (fig. 5). then, each of the
points, k, 1, m, n, etc from the upper hemispherical part of
the great circle (fig. 7.5a), is joined by straight lines with
the lower pole Z and the trace of the intersecting points,
k, ii, m, n, etc on the equatorial plane, gives the projection
(fig. 6 and 7).
any vertical plane passing through the centre will bisect both
the hemispheres. its projection will be a straight line passing
through the centre. any horizontal plane passing through the
centre is projected as the primitive circle itself. inclined
planes are projected as curves known as great circles with the
ends at the diametrically opposite points in the primitive circle
(fig. 7).
projection of a cone
let us consider a cone with a vertex at the centre of the sphere
and horizontal axis of rotation (fig. 8).
it will intersect the sphere in a circle (fig. 8). by joining
all the points of the circle from the upper hemisphere we get
a projection of the cone as small circles (fig. 9).
by constructing a series of great circles and small circles on
the upper hemisphere, we obtain the Meridional Stereographic,
or Wulif Net, or Stereonet. in it the two types of curves are
generally drawn every 2° interval (fig. 10).
figure 10 shows that the area on the net, for example, 10°x
l0° in the centre of the net is smaller than the same area
at the margin. it creates problems while doing the statistical
analysis of the data, as the randomly distributed points on the
Wulff Net will show a concentration of the points at the centre.
that is, the random line would falsely show a weak preferred
orientation in the vertical position. to overcome this problem
a somewhat different type of projection is needed. this method
of projection is called the Lambert Equal Area, or simply the
Equal Area Projection. (fig 11). the small and great circles
of the Wulif Net are modified to a series of curves and the result
is the equal area or Schmidt Net (fig. 12). our further investigations
will be carried out exclusively on the Schmidt Net to avoid confusion.
plotting techniques
when plotting on the stereonet it is important to visualize the
net as the convex-upwards hemisphere and to imagine the curves
inscribed on its outer surface. to make the plotting visual,
several figures are given together with the plotting on the Equal
Area Net. the techniques discussed here are modified after Ragan
(1985).

fig.
12: equal area or schmidt net
plotting
A line (fig. 13)
given
a line with trend = 40° and plunge = 46°:
1. with the tracing paper on the Equal Area
Stereonet trace the primitive
circle and make a small tick mark
and label it N; this is the first step
in all works on the stereonet;
2. to locate the trend of the line, count off
40° clockwise from N and make
the second small mark on the primitive
circle at this point;
3. revolve this trend mark about the centre
of the net to the north point
(or any other straight line such
as East-West and North-South) of the net;
4. count off 46° from the primitive, inwards
along the diametrically
opposite (Southern) end of theNorth-South
straight line and mark
the point P; and
5. restore the overlay to the starting position
and recheck by visualization.
visualization: hold a pencil over the centre of the stereonet
in the direction of the given trend direction at the angle of
plunge. visualize its intersection with the upper hemisphere
in the southwest quadrant.
plotting
a plane (fig. 14)
given
a plane with dip direction = 324° and angle of dip = 40°
1. with the overlay in place (fig. 14a) and
the north index marked N,
locate a point on the primitive
representing the dip direction of the plane
by counting 324° clockwise
or 36° counter clockwise. (fig.14b).
2. turn the dip direction mark on the overlay
about the centre of the net
(fig. 14c) until it is exactly
over the west (or east) direction (fig. 14d).
count off 40° from the primitive,
inwards along the diametrically opposite
end (i.e., the eastern end) of
the East-West straight line of the net, and
trace the required great circle
(fig. 14d).
3. restore the overlay to the starting position
and recheck by visualization
(fig. 13e).
remarks: do not forget to begin counting off inwards from the
diametrically opposite end of the marked position. if you count
off directly inwards from the marked position, it will be the
projection on the lower hemisphere. visualization: hold the right
hand palm upwards, over the centre of the stereonet with the
fingers pointing towards 324° + 90° = 414° = 54°
NE and the plane of the hand inclined 40° to the northwest
(324°). the plane of the hand in this position can be imagined
to extend into the upper hemisphere and intersect its surface.
its trace cuts the southeast quadrant and this is where the final
plot must be.

fig.
13: plotting a line

fig.
14: plotting a plane
plotting
a line contained in a plane
given
a plane (sandstone bed) with a dip direction of 130° and
a dip amount 55° and a line (intersection of the vertical
cut slope with the sandstone bed) with a trend of 78° and
lying in that plane. find the plunge of the line (apparent dip
of the bed along that cut slope).
note: the apparent dip is the angle between the line of intersection
of the sandstone bed with the vertical cut slope and any horizontal
line parallel to the slope.
1 with the overlay in place (fig. 15), and
the north index marked N, locate
a point on the primitive representing
the dip direction of the plane
by counting 130° clockwise
from N.
2. turn the dip direction mark about the centre
of the net until it is exactly
over the east (or west) direction
(fig. 15). Count off 55° from the primitive,
inwards along the diametrically
opposite end (i.e., the western end)
of the East-West straight line,
and trace the required great circle.
3. restore the overlay to its starting position
and count off 78°
from N and make a tick mark.
4. rotate the overlay about the centre and
coincide the tick mark with
the nearby diameter and locate
the required point (line) in the previously
traced great circle. In the same
position count off the plunge of the line
which is equal to the angle between
the tick-marked point in the primitive
and point (line) located in the
great circle.
5. restore the overlay to the starting position
and recheck
by visualization (fig. 15).
result: the plunge is 41°
plotting
a pole
like
any other projection, the stereographic projection reduces the
dimensions of the object by one. here, a line becomes a point,
and the plane is reduced to a curve. it is important to notice
the fact that every plane has a unique normal which can define
its angular relations unequivocally. therefore, it becomes possible
to reduce further the dimension of the plane and to represent
it on the stereonet by a point called the pole. to visualize
it, hold the left hand as in figure. 14 and hold a pencil between
the fingers so that it is perpendicular to the plane of the hand.
the line of the pencil will intersect the upper hemisphere at
a point in the northwest quadrant.
given a plane with a dip direction of 60°, and a dip angle
of 72°, plot the plane and locate the pole to it (fig. 16).
1. with the overlay in place and the north
index marked N, locate a point
on the primitive circle equal to
the dip direction of the plane by counting
off 60° clockwise from N and
tick mark it.
2. rotate the overlay about the centre until
the tick mark is over
the East-West diameter of the net
and, by counting off 72° inwards
from the opposite end of the diameter,
trace the required great circle.

fig.
15: plotting a line contained in a plane

fig.
16: plotting the pole to a plane
3.
as the pole is everywhere located 900 from the plane, count off
90° towards the tick-marked
point from the great circle and locate
the pole (fig. 15).
4. restore the overlay to its original position
and visualize the plotting
by holding the left hand over the
centre of the net and tilting it towards
NE (60°) by 72°, while
the fingers will point towards
60°-90° = -30° = 330°
NW (the strike). In this position, the plane will
be plotted in the SW quadrant and
the pole in the NE quadrant.
note that it is easier to plot the pole by rotating the overlay
so that the dip direction mark coincides with any nearby diameter
and by counting off the dip amount (here, 70°) from the centre
of the net towards the tick mark (dip direction). check the previous
results with this method.
result: the position of the pole is 240°/18°.
plotting
the line of intersection of two planes (fig 17)
given
two intersecting planes (joints), having dip amounts of 400 and
60° and a dip direction of 120° and 260° respectively,
it is required to find the plunge and the trend of the line of
intersection (wedge axis).
1. with tracing paper over the stereonet trace
the primitive circle and mark
the north point. measure off the
dip direction of 120° clockwise from N
and mark this position on the primitive.
2. rotate the overlay about the centre of the
net until the dip direction mark
lies on the East-West diameter
of the net. measure 40° from the primitive
and trace the required great circle.
3. rotate back the tracing paper to its original
position and repeat the same
for the second plane.
4. the point of intersection of two great circles
defines the required line.
rotate the overlay until the intersection
of the two great circles lies along
the East-West diameter of the stereonet
and measure the plunge of the
line of intersection. also mark
with a tick on the overlay at the diametrically
opposite direction (trend) along
the East-West line on the primitive circle.
5. rotate the tracing back to its original
position and count off the trend
of the line.
result: The trend and plunge of the line are 183° and 22°
respectively.

fig.
17: plotting the line of intersection of two planes

field
study of rocks and fractures
table
9-1: record of bedding and foliation measurements
in the field
outcrop
site |
bedding/foliationstrike |
fracture
plane 1 |
fracture
plane 2 |
|
strike |
dip |
strike |
dip |
strike |
dip |
|
1 |
|
|
|
|
|
|
|
2 |
|
|
|
|
|
|
|
3 |
|
|
|
|
|
|
|
4 |
|
|
|
|
|
|
|
5 |
|
|
|
|
|
|
|
6 |
|
|
|
|
|
|
|
7 |
|
|
|
|
|
|
|
8 |
|
|
|
|
|
|
|
9 |
|
|
|
|
|
|
|
10 |
|
|
|
|
|
|
table
09-2: summary of strike and dip measurements
of bedding and joints
|
site |
strike |
dip |
|
1 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
5 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
6 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
7 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
8 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
9 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
instability
analysis in the field
location:
altitude:
sketch of the slope face:
make a sketch of the slope face and colour it. also, show the
north direction, landmarks, length of rock outcrop, foliation,
and joints.

describe
the fractures:
provide
rough dip direction (i.e. N, NNE, NE, NEE, E, etc) and angle
of dip (less than 10 degrees, 10-30 degrees, 30-60 degrees, 60-80
degrees, and more than 80 degrees).
foliation or bedding F: ... . .. .. . .. .. . . .. .. . .. ..
.. . .. .. . .. . .. . .. .. .. . .. .. . .. .. . ..
joint set one: J1:
joint set two: J2:
joint set three: J3:
measurement
of joint spacing:
measure
the perpendicular distance between the foliation/joint sets and
write down.
foliation or bedding F: .. .
joint set one: J1:
joint set two: J2:
joint set three: J3:
measurement
of joint roughness:
draw
the joint profile as seen along the joint plane of about 1m length.
foliation or bedding F: 
joint set one: J1: 
joint
set two: J2: 
joint
set three: J3: 
determination
of rock weathering grade:
use
the table of rock weathering grade and the classify the rock
into:
completely weathered: 
highly
weathered: 
moderately
weathered: 
slightly
weathered: 
fresh
rock: 
determination
of rock type:
classify
the rock into the main rock type according to its strength.
hard rock (Gneiss, Quartzite, Granite)
moderately soft rock ((Dolomite,
Limestone, Marble, Sandstone)
soft rock (Schist, Phyllite, Slate)
very soft rock (Shale, Mudstone)
comparison
of joint orientation for stability of slopes:
compare
the slope with the block diagrams of and find out the position
of the joints with respect to canal alignment.
bearing
and amount of natural slope:
bearing and amount of cut slope:
signs of instability:
a.
Cracks
b. Gully erosion
c. Soil erosion
d. Rill erosion
e. Uphill tilted slopes
f. Drunken trees
comments
on the rock slope:

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